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Old 05-18-2018, 01:56 PM #1
Zaroku Zaroku is online now
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Cheers Jhonny!  SOG!  SOG! - Redd Foxx Enjoy this tasty burger! - JimRaynor Happy Hanukkah - Freedom. Learn English.  U faggot. - HAMMER77777 Been reading your posts.  Theyre not even in English.  U must have dropped out of school.  U sound very illiterate.  And I flagged ALL your racist stuff u will be banned - HAMMER77777 
Keep it up man.  This is too EZ.  They ley a lot of shit go in here, but racism isn't 1 of them.  I'm flagging everyone of your comments.  If mega doesnt ban u, Boston will.  Racism is not allowed on here.  So keep writing, I'll keep flagging then I' - HAMMER77777 Thought so.  Quiet now, huh?  Move along, I am done with you. - HAMMER77777 No hard feelings man.  If you're ever near North Dakota, u are welcome to have SOme Beer with my wife and I.  Take care, enjoy your visit to India.  You will see more of it than I ever have. - HAMMER77777 Dude, seriously.  If u can click on VBUCKS menu, u can delete that rude shit I sent u.  I apologize.  You're OK, I'm sorry I insulted you.  I really am. - HAMMER77777 dey hatın, we makin! - Floyd's Mask 
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Default SOX, DUal Hatted, & Chinese walls, need SEC clearance.

I just got off the phone with my boss in NY, and London. I was told to take a week or two off, and I lost remote access to BofA Merrill lynch systems.

I need to pass a Certified Sarbanes Oxley SOX IT and sensitive financial data exam and I was told to brush up, because it got harder over the past 6 years.

I was dual hatted 6 years ago, and I could cross from equities trading, to investment banking. Separated by a Chinese wall, to avoid collusion, illegal trades, etc.

I donít know **** about financial instruments per se, in spite of being trained 6 years ago. All I do is lead development teams, manage Project that created applications that quants guys, and other equity traders use when they generate money. My boss loves telling me to never bother traders when they are doing their thing, because the generate money, and Iím an expendable expense.

Iíll jack off for two weeks, wait for HR to tell me the SEC gave me the green light, since I have no financial crimes on my record. Then take my exams, and hopefully pass. It was tough for me the first time. Bostonguy could ace this stuff, easy.

I got two weeks off. I wasnít expecting news like that on a Friday after work. I should have, but didnít, Iím slipping big time.
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Old 05-18-2018, 02:02 PM #2
Julia Slobberts Julia Slobberts is online now
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Wait so you think you may get laid off? Or just if you can't pass these exams?
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Old 05-18-2018, 02:08 PM #3
Zaroku Zaroku is online now
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Cheers Jhonny!  SOG!  SOG! - Redd Foxx Enjoy this tasty burger! - JimRaynor Happy Hanukkah - Freedom. Learn English.  U faggot. - HAMMER77777 Been reading your posts.  Theyre not even in English.  U must have dropped out of school.  U sound very illiterate.  And I flagged ALL your racist stuff u will be banned - HAMMER77777 
Keep it up man.  This is too EZ.  They ley a lot of shit go in here, but racism isn't 1 of them.  I'm flagging everyone of your comments.  If mega doesnt ban u, Boston will.  Racism is not allowed on here.  So keep writing, I'll keep flagging then I' - HAMMER77777 Thought so.  Quiet now, huh?  Move along, I am done with you. - HAMMER77777 No hard feelings man.  If you're ever near North Dakota, u are welcome to have SOme Beer with my wife and I.  Take care, enjoy your visit to India.  You will see more of it than I ever have. - HAMMER77777 Dude, seriously.  If u can click on VBUCKS menu, u can delete that rude shit I sent u.  I apologize.  You're OK, I'm sorry I insulted you.  I really am. - HAMMER77777 dey hatın, we makin! - Floyd's Mask 
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Originally Posted by Julia Slobberts View Post
Wait so you think you may get laid off? Or just if you can't pass these exams?
If I don’t pass, I’m done. I’ll study hard this time. I think I underestimated the SOX exam the first time, it really is a lot of common sense stuff.

Lots of the questions are compliance, if one trader asked you to take a message to an investment banker what do you do.

Answer inform management immediately, and then inform SEC if no action is taken. Problem is, if anyone informed management, they would never work in it finance again. It’s basically a CYA exam. Cover your azz.

I’m being paid now, so it’s cool. My woman is all nervous now.
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Old 05-18-2018, 02:10 PM #4
Julia Slobberts Julia Slobberts is online now
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If I donít pass, Iím done. Iíll study hard this time. I think I underestimated the SOX exam the first time, it really is a lot of common sense stuff.

Lots of the questions are compliance, if one trader asked you to take a message to an investment banker what do you do.

Answer inform management immediately, and then inform SEC if no action is taken. Problem is, if anyone informed management, they would never work in it finance again. Itís basically a CYA exam. Cover your azz.
Ah gotcha. Best of luck, brother!
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Old 05-18-2018, 02:13 PM #5
Zaroku Zaroku is online now
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Cheers Jhonny!  SOG!  SOG! - Redd Foxx Enjoy this tasty burger! - JimRaynor Happy Hanukkah - Freedom. Learn English.  U faggot. - HAMMER77777 Been reading your posts.  Theyre not even in English.  U must have dropped out of school.  U sound very illiterate.  And I flagged ALL your racist stuff u will be banned - HAMMER77777 
Keep it up man.  This is too EZ.  They ley a lot of shit go in here, but racism isn't 1 of them.  I'm flagging everyone of your comments.  If mega doesnt ban u, Boston will.  Racism is not allowed on here.  So keep writing, I'll keep flagging then I' - HAMMER77777 Thought so.  Quiet now, huh?  Move along, I am done with you. - HAMMER77777 No hard feelings man.  If you're ever near North Dakota, u are welcome to have SOme Beer with my wife and I.  Take care, enjoy your visit to India.  You will see more of it than I ever have. - HAMMER77777 Dude, seriously.  If u can click on VBUCKS menu, u can delete that rude shit I sent u.  I apologize.  You're OK, I'm sorry I insulted you.  I really am. - HAMMER77777 dey hatın, we makin! - Floyd's Mask 
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Originally Posted by Julia Slobberts View Post
Ah gotcha. Best of luck, brother!
Thanks! Iím working for vipers, liars, backstabbers. I keep my head down and donít make waves. It doesnít hurt that 3 of the top traders in Tokyo and 2 in Hk are my friends.
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Old 05-18-2018, 02:20 PM #6
Julia Slobberts Julia Slobberts is online now
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Thanks! Iím working for vipers, liars, backstabbers. I keep my head down and donít make waves. It doesnít hurt that 3 of the top traders in Tokyo and 2 in Hk are my friends.
Yeah it sounds like a pretty cutthroat type of field! I don't think it would he for me.
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Old 05-18-2018, 02:29 PM #7
Zaroku Zaroku is online now
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Cheers Jhonny!  SOG!  SOG! - Redd Foxx Enjoy this tasty burger! - JimRaynor Happy Hanukkah - Freedom. Learn English.  U faggot. - HAMMER77777 Been reading your posts.  Theyre not even in English.  U must have dropped out of school.  U sound very illiterate.  And I flagged ALL your racist stuff u will be banned - HAMMER77777 
Keep it up man.  This is too EZ.  They ley a lot of shit go in here, but racism isn't 1 of them.  I'm flagging everyone of your comments.  If mega doesnt ban u, Boston will.  Racism is not allowed on here.  So keep writing, I'll keep flagging then I' - HAMMER77777 Thought so.  Quiet now, huh?  Move along, I am done with you. - HAMMER77777 No hard feelings man.  If you're ever near North Dakota, u are welcome to have SOme Beer with my wife and I.  Take care, enjoy your visit to India.  You will see more of it than I ever have. - HAMMER77777 Dude, seriously.  If u can click on VBUCKS menu, u can delete that rude shit I sent u.  I apologize.  You're OK, I'm sorry I insulted you.  I really am. - HAMMER77777 dey hatın, we makin! - Floyd's Mask 
Happy Holidays.. - !! AI-Holmes!! Happy New Year, Christmas, and all the best to you this holiday season Zaroku! - Redd Foxx Thnx for the green ;) - Boxing Goat Keep up the great posts, brother. - anthonydavid11 Welcome Back, Signor Mata. - P.K Dionysus 
Rock on! - HeadBodyBodyBody Good poster with a unique style. - 1bad65 Great post, my dude... - Tony Trick-Pony A medal for Jhonny.. - !! AI-Holmes!! Zaroku The Legend! - travestyny 
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Originally Posted by Julia Slobberts View Post
Yeah it sounds like a pretty cutthroat type of field! I don't think it would he for me.
Itís a weird world, because the traders make money and talk sh1t to their bosses all the time. We keep extra keyboards, monitors, etc on tap, because the top guys smash them and my boys gotta change them out as the traders get a coffee. They get pissed if the mouse gets moved.

They get Bloomberg news and data 15 min before any online traders even know whatís going on.

I canít buy stock without explicit permission from the SEC, and I have to keep the stock for one or two years? I canít short stocks or anything like that.
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Old 05-18-2018, 02:33 PM #8
-MAKAVELLI- -MAKAVELLI- is offline
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i hate dealing with SOX...those fools audit us quarterly
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Old 05-18-2018, 02:52 PM #9
Zaroku Zaroku is online now
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Cheers Jhonny!  SOG!  SOG! - Redd Foxx Enjoy this tasty burger! - JimRaynor Happy Hanukkah - Freedom. Learn English.  U faggot. - HAMMER77777 Been reading your posts.  Theyre not even in English.  U must have dropped out of school.  U sound very illiterate.  And I flagged ALL your racist stuff u will be banned - HAMMER77777 
Keep it up man.  This is too EZ.  They ley a lot of shit go in here, but racism isn't 1 of them.  I'm flagging everyone of your comments.  If mega doesnt ban u, Boston will.  Racism is not allowed on here.  So keep writing, I'll keep flagging then I' - HAMMER77777 Thought so.  Quiet now, huh?  Move along, I am done with you. - HAMMER77777 No hard feelings man.  If you're ever near North Dakota, u are welcome to have SOme Beer with my wife and I.  Take care, enjoy your visit to India.  You will see more of it than I ever have. - HAMMER77777 Dude, seriously.  If u can click on VBUCKS menu, u can delete that rude shit I sent u.  I apologize.  You're OK, I'm sorry I insulted you.  I really am. - HAMMER77777 dey hatın, we makin! - Floyd's Mask 
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Originally Posted by -MAKAVELLI- View Post
i hate dealing with SOX...those fools audit us quarterly
Yeah, you know what I mean.. pain in the azz. SOX is growing yearly. I will be the point person for IT compliance, so Iím gonna need the enhanced certification.

Even Japanese banks and insurance companies like AIG japan gotta comply. Thank God I donít have any financial crimes in my history..
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